SEC Form 4 · accession 0001595262-16-000038
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Chu
Officer — SVP, Technology Solutions
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $10.90 | Feb 2, 2016 | A | 3,600 | A | Jul 1, 2016 | Jul 1, 2023 | Common Stock | 3,600 | 37,800 | D |
| Stock Appreciation RightF2 | $23.00 | Feb 2, 2016 | A | 26,581 | A | — | Feb 2, 2026 | Common Stock | 26,581 | 26,581 | D |
Explanation of responses
- F1On 07/01/2013, the reporting person was granted a performance-based option to purchase 18,000 shares of common stock. This option is eligible to vest in five equal annual installments beginning 07/01/2014, subject to the achievement of certain performance criteria for each of the fiscal years ending December 31, 2013, 2014, 2015, 2016, and 2017. The performance criteria for 2015 were met and their achievement approved on 02/02/2016, resulting in 3,600 options earned.
- F2This stock appreciation right vests in four annual installments beginning on 02/02/2017.