SEC Form 4 · accession 0001595262-16-000035
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey A. Ashman
Officer — See Remarks
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $7.20 | Feb 2, 2016 | A | 2,000 | A | May 8, 2016 | May 8, 2022 | Common Stock | 2,000 | 18,000 | D |
| Stock Appreciation RightF2 | $23.00 | Feb 2, 2016 | A | 9,968 | A | — | Feb 2, 2026 | Common Stock | 9,968 | 9,968 | D |
Explanation of responses
- F1On 05/08/2012, the reporting person was granted a performance-based option to purchase 10,000 shares of common stock. This option is eligible to vest in five equal annual installments beginning 05/08/2013, subject to the achievement of certain performance criteria for each of the fiscal years ending December 31, 2012, 2013, 2014, 2015, and 2016. The performance criteria for 2015 were met and their achievement approved on 02/02/2016, resulting in 2,000 options earned.
- F2This stock appreciation right vests in four annual installments beginning on 02/02/2017.
Remarks
Senior VP, General Counsel, External Affairs and Corporate Secretary