SEC Form 4 · accession 0001595262-15-000022
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Knightly
Officer — SVP, Information Offerings
Period of report
Nov 23, 2015
Accepted (ET)
Nov 25, 2015 · 10:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2015 | M | 5,000 | $3.20 | A | 25,000 | D | |
| Common Stock | Nov 23, 2015 | S | 5,000 | $28.50 | D | 20,000 | D | |
| Common Stock | Nov 23, 2015 | M | 15,599 | $2.50 | A | 35,599 | D | |
| Common Stock | Nov 23, 2015 | S | 14,231 | $28.50 | D | 21,368 | D | |
| Common Stock | Nov 23, 2015 | D | 1,368 | $29.09 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $3.20 | Nov 23, 2015 | M | 5,000 | D | Feb 26, 2015 | Mar 15, 2020 | Common Stock | 5,000 | 60,000 | D |
| Stock Appreciation Right | $2.50 | Nov 23, 2015 | M | 15,599 | D | Feb 26, 2010 | Apr 21, 2016 | Common Stock | 15,599 | 0 | D |