SEC Form 4 · accession 0001595262-15-000010
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan C Linn
Officer — See Remarks
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 8:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $3.20 | Feb 10, 2015 | A | 28,000 | A | Oct 28, 2014 | Oct 28, 2020 | Common Stock | 28,000 | 112,000 | D |
| Stock Appreciation RightF2 | $25.02 | Feb 10, 2015 | A | 16,181 | A | — | Feb 10, 2025 | Common Stock | 16,181 | 16,181 | D |
Explanation of responses
- F1On October 28, 2010, the reporting person was granted an option to purchase 140,000 shares of common stock. The option is eligible to vest in five equal annual installments beginning 10/28/2011, subject to the achievement of certain performances criteria for each of the fiscal years ending December 31, 2011, 2012, 2013, 2014, and 2015. The performance criteria for 2014 were met and their achievement approved on February 10, 2015, resulting in the vesting of 28,000 options.
- F2This stock appreciation right vests in four annual installments beginning on 02/10/2016.
Remarks
Senior VP, Strategy & Global Product Management