SEC Form 4 · accession 0001595262-15-000005
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harshan Bhangdia
Officer — Vice President and Controller
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 8:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $3.20 | Feb 10, 2015 | A | 7,200 | A | Feb 26, 2015 | Mar 15, 2020 | Common Stock | 7,200 | 36,000 | D |
| Stock Appreciation RightF2 | $25.02 | Feb 10, 2015 | A | 13,484 | A | — | Feb 10, 2025 | Common Stock | 13,484 | 13,484 | D |
Explanation of responses
- F1On March 15, 2010, the reporting person was granted an option to purchase 36,000 shares of common stock. The option is eligible to vest in five equal annual installments beginning 02/26/2011, subject to the achievement of certain performance criteria for each of the fiscal years ending December 31, 2010, 2011, 2012, 2013, and 2014. The performance criteria for 2014 were met and their achievement approved on February 10, 2015, resulting in 7,200 options.
- F2This stock appreciation right vests in four annual installments beginning on 02/10/2016.