SEC Form 4 · accession 0001209191-16-144094
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Danhakl
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Oct 3, 2016 | D | 19,091,695 | $0.00 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On October 3, 2016, pursuant to an Agreement and Plan of Merger entered into by and between the Issuer and Quintiles Transnational Holdings Inc., each outstanding share of common stock of the Issuer (each, a "Share") was automatically converted into the right to receive 0.3840 of a share of common stock, par value $0.01 per share, of Quintiles IMS Holdings, Inc. (the "Conversion"). Of the Shares reported on this row, 14,579,471 Shares were owned by Green Equity Investors V, L.P. ("GEI V"), 4,373,491 Shares were owned by Green Equity Investors Side V, L.P. ("GEI Side V"), and 138,733 Shares were owned by LGP Iceberg Coinvest, LLC ("LGP Ice").
- F2As of the effective time of the Conversion, GEI V, GEI Side V and LGP Ice no longer own, directly or indirectly, any Shares.
- F3Mr. Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by the GEI V, GEI Side V and LGP Ice. Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.