SEC Form 4 · accession 0001181431-15-006913
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Danhakl
Director
Period of report
May 12, 2015
Accepted (ET)
May 14, 2015 · 2:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | May 12, 2015 | S | 6,278,340 | $26.78 | D | 21,257,760 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock ("Shares") of IMS Health Holdings, Inc. ("Issuer") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V" and, together with GEI V, the "GEI Funds"), and LGP Iceberg Coinvest, LLC ("LGP Ice") in connection with the closing of an underwritten public offering and repurchase of Shares by the Issuer (the "Offering"). Of the 6,278,340 Shares sold, 4,794,487 Shares were sold by GEI V, 1,438,230 Shares were sold by GEI Side V, and 45,623 were sold by LGP Ice.
- F2Represents the sale price of Shares sold by the GEI Funds and LGP Ice in the Offering, consisting of 1,628,709 Shares sold at $27.0875 per share and 4,649,631 Shares sold at $26.675 per share.
- F3Represents Shares owned by the GEI Funds and LGP Ice. Of the 21,257,760 Shares reported on this row, 16,233,597 Shares are owned by GEI V, 4,869,690 Shares are owned by GEI Side V, and 154,473 Shares are owned by LGP Ice. The Shares reported on this row are subject to a lock-up agreement and cannot be sold without underwriter consent until 90 days after the date of the prospectus relating to the Offering.
- F4Mr. Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by the GEI Funds and LGP Ice. Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.