SEC Form 4/A · accession 0001181431-15-002726
IMS Health Holdings, Inc. · Q
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John G Danhakl
Director
Period of report
Apr 9, 2014
Accepted (ET)
Feb 18, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Apr 9, 2014 | S | 2,463,899 | $20.00 | D | 27,536,100 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock of the Issuer ("Shares") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V" and, together with GEI V, the "GEI Funds"), and LGP Iceberg Coinvest, LLC ("LGP Ice") in connection with the closing of the Issuer's initial public offering (the "IPO") and in connection with the exercise of an over-allotment option by the underwriters in the IPO. Of the 2,463,899 Shares sold, 1,881,569 Shares were sold by GEI V, 564,426 Shares were sold by GEI Side V, and 17,904 were sold by LGP Ice.
- F2Represents Shares owned by the GEI Funds and LGP Ice. Of the 27,536,100 Shares reported on this row, 21,028,084 Shares are owned by GEI V, 6,307,920 Shares are owned by GEI Side V, and 200,096 Shares are owned by LGP Ice. The Shares reported on this row are subject to a lock-up agreement and cannot be sold until September 30, 2014, unless such lock-up agreement is earlier waived or extended.
- F3Mr. Danhakl directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by the GEI Funds and LGP Ice. Mr. Danhakl disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Remarks
Note: This Form 4/A is being filed to correct a rounding error in Footnote 2 of the original Form 4 filed on April 11, 2014, as a result of which the number of Shares owned by GEI V was over-reported by one Share and the number of Shares owned by GEI Side V was under-reported by one Share.