SEC Form 4 · accession 0001209191-18-057453
Genprex, Inc. · GNPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Genprex, Inc.
Director
Period of report
Nov 2, 2018
Accepted (ET)
Nov 6, 2018 · 6:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595248
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.15 | Nov 2, 2018 | A | 101,156 | A | — | Nov 2, 2028 | Common Stock | 101,156 | 101,156 | D |
| Stock Option (Right to Buy)F2 | $2.15 | Nov 2, 2018 | A | 101,156 | A | — | Nov 2, 2028 | Common Stock | 101,156 | 101,156 | D |
Explanation of responses
- F1One hundred percent (100%) of the Shares subject to the Option shall vest upon the date of grant of the Option.
- F2One hundred percent (100%) of the Shares subject to the Option shall vest upon the earlier of (a) the one (1) year anniversary of the Vesting Commencement Date and (b) the day prior to the Company's next annual meeting of the Company's stockholders occurring after the grant date, in each case, provided that the Optionee continues to serve as a Service Provider through the applicable vesting date.