SEC Form 4 · accession 0001185185-18-001784
Genprex, Inc. · GNPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Viet-An Hoan Ly
10% Owner
Period of report
Sep 27, 2018
Accepted (ET)
Oct 1, 2018 · 8:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595248
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Sep 27, 2018 | J | 583,008 | $0.00 | D | 0 | I | By Inception Fund, L.P |
| COMMON STOCK | Sep 27, 2018 | J | 102,000 | $0.00 | D | 0 | I | By Inception Incubator Limited |
| COMMON STOCKF4 | Sep 27, 2018 | J | 475,974 | $0.00 | D | 36,067 | I | By Tangle Trade Mgmt, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution from Inception Fund, LP of which the reporting person is the general partner.
- F2Pro rata distribution from Inception Incubator Limited, of which the reporting person is the general partner.
- F3Pro rata distribution from Tangletrade Fund LP, of which the reporting person is the general partner.
- F45,867 shares are held directly and 30,200 shares are held indirectly.