SEC Form 4 · accession 0001185185-18-001311
Genprex, Inc. · GNPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Viet-An Hoan Ly
10% Owner
Period of report
Jul 27, 2018
Accepted (ET)
Jul 31, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001595248
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant Agreement (right to buy) | $5.00 | Jul 27, 2018 | A | 144,351 | A | Sep 25, 2018 | Jul 27, 2023 | Common Stock | 144,351 | 144,351 | I |
| Warrant Agreement (right to buy) | $5.00 | Jul 27, 2018 | A | 425,000 | A | Sep 25, 2018 | Jul 27, 2023 | Common Stock | 425,000 | 425,000 | I |