SEC Form 4 · accession 0001594879-18-000021

Zoe's Kitchen, Inc. · ZOES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel and Secretary

Period of report

Feb 18, 2018

Accepted (ET)

Feb 22, 2018 · 5:02 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001594879

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 18, 2018	M	608	—	A	1,012	D
Common Stock^F2	Feb 20, 2018	F	181	$13.98	D	831	D
Common Stock^F1	Feb 21, 2018	M	537	—	A	1,368	D
Common Stock^F2	Feb 22, 2018	F	152	$14.16	D	1,216	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F3	—	Feb 18, 2018	M	608	D	—	—	Common Stock	608	608	D
Restricted Stock Units^F1,F4	—	Feb 21, 2018	M	537	D	—	—	Common Stock	537	1,075	D

F1Each restricted stock unit ("RSU") converts in to the right to receive one share of common stock upon payment of par value ($0.01) per share.
F2Shares subject to withholding to satisfy tax obligation upon vesting of RSUs.
F3The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 18, 2018 as to 33.33% of the original RSU grant amount.
F4The RSUs vest in three equal annual installments beginning on February 21, 2018. Each RSU was granted on February 21, 2017 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on February 21, 2018 as to 33.33% of the original RSU grant amount.