SEC Form 4 · accession 0001594879-18-000008
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Besch
Officer — Vice President - Accounting
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $14.05 | Feb 15, 2018 | A | 3,680 | A | — | Feb 15, 2028 | Common Stock | 3,680 | 3,680 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2018 | A | 4,004 | A | — | — | Common Stock | 4,004 | 4,004 | D |
Explanation of responses
- F1These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 15, 2019.
- F2Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.
- F3The RSUs vest in four equal annual installments beginning on February 15, 2019. Each RSU was granted on February 15, 2018 and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.