SEC Form 4 · accession 0001594879-17-000084
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sunil M Doshi
Officer — Chief Financial Officer
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2017 | A | 19,516 | $0.00 | A | 21,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $12.81 | Sep 7, 2017 | A | 55,679 | A | — | Sep 7, 2017 | Common Stock | 55,679 | 55,679 | D |
Explanation of responses
- F1These shares of restricted common stock were granted pursuant to the 2014 Omnibus Incentive Plan, and vest over 5 years in 20% cumulative annual increments beginning on September 7, 2018.
- F2These stock options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable over 5 years in 20% cumulative annual increments beginning on September 7, 2018.