SEC Form 4 · accession 0001594879-16-000172
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeremy Hartley
Officer — Chief Operating Officer
Period of report
Jun 8, 2016
Accepted (ET)
Jun 10, 2016 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2016 | S | 6,000 | $37.64 | D | 0 | D | |
| Common Stock | Jun 8, 2016 | M | 30,000 | $15.00 | A | 30,000 | D | |
| Common Stock | Jun 8, 2016 | S | 30,000 | $37.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.00 | Jun 8, 2016 | M | 30,000 | D | — | Apr 16, 2024 | Common Stock | 30,000 | 32,500 | D |
Explanation of responses
- F1These stock options have an exercise price of $15.00 and vest in four equal installments on April 10, 2015, 2016, 2017 and 2018