SEC Form 4 · accession 0001594879-16-000119
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Besch
Officer — Vice President - Accounting
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $27.42 | Feb 18, 2016 | A | 5,384 | A | — | Feb 18, 2026 | Common Stock | 5,384 | 5,384 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 18, 2016 | A | 1,823 | A | — | — | Common Stock | 1,823 | 1,823 | D |
Explanation of responses
- F1These options were granted pursuant to the 2014 Omnibus Incentive Plan, and are exercisable in 25% cumulative annual increments beginning February 18, 2017.
- F2Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.
- F3The RSUs vest in three equal annual installments beginning on February 18, 2017. Each RSU was granted on February 18, 2016, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan.