SEC Form 4 · accession 0001594879-15-000043
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Collyns
Director
Period of report
Apr 10, 2015
Accepted (ET)
Apr 13, 2015 · 5:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 10, 2015 | M | 1,111 | — | A | 11,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Apr 10, 2015 | M | 1,111 | D | — | — | Common Stock | 1,111 | 2,222 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") converts into the right to receive one share of common stock upon payment of par value ($0.01) per share.
- F2The RSUs vest in three equal annual installments beginning on April 10, 2015. Each RSU was granted on April 10, 2014, and was issued pursuant to the Company's 2014 Omnibus Incentive Plan. This Form 4 reflects the vesting of these RSUs on April 10, 2015 as to 33.33% of the original RSU grant amount.