SEC Form 4 · accession 0001594879-15-000028
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Besch
Officer — VP Accounting and Controller
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2015 | M | 3,000 | $15.00 | A | 19,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.00 | Mar 31, 2015 | M | 3,000 | D | — | Apr 10, 2024 | Common Stock | 3,000 | 14,500 | D |
Explanation of responses
- F1The stock option, representing a right to purchase an aggregate of 17,500 shares of common stock, became exercisable as follows: 10,000 shares upon April 10, 2014, and 7,500 shares will vest in four equal annual installments on April 10, 2015, 2016, 2017 and 2018.