SEC Form 4 · accession 0001594879-15-000026
Zoe's Kitchen, Inc. · ZOES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William M Barnum Jr.
Director · 10% Owner
Period of report
Mar 20, 2015
Accepted (ET)
Mar 24, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594879
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2015 | J | 194,750 | $0.00 | A | 194,750 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of a distribution of equity from an entity affiliated with Brentwood Private Equity IV, LLC ("Brentwood"). Brentwood is indirectly controlled by its five managing members, of which the reporting person is one such member. The reporting person neither has voting nor investment control for Brentwood.
- F2Shares are held by William M. Barnum and Donnalisa P. Barnum Trust dated May 13, 1999.