SEC Form 4 · accession 0000921895-18-000760

Zoe's Kitchen, Inc. · ZOES

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Feb 22, 2018

Accepted (ET)

Feb 26, 2018 · 9:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001594879

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $.01 per share^F1,F2,F3	Feb 22, 2018	P	379,918	$14.00	A	2,324,536	I	By: Misada Capital Flagship Fund LP
Common Stock, par value $.01 per share^F1,F2,F3	Feb 23, 2018	P	327,713	$13.64	A	2,652,249	I	By: Misada Capital Flagship Fund LP
Common Stock, par value $.01 per share^F1,F2,F3	Feb 23, 2018	P	250,199	$14.66	A	2,902,448	I	By: Misada Capital Flagship Fund LP
Common Stock, par value $.01 per share^F1,F2,F3	Feb 23, 2018	P	32,886	$14.98	A	2,935,334	I	By: Misada Capital Flagship Fund LP
Common Stock, par value $.01 per share^F1,F2,F3	Feb 26, 2018	P	360,000	$15.06	A	3,295,334	I	By: Misada Capital Flagship Fund LP

No Table II lines on this filing.

F1Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, the Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Person disclaims beneficial ownership of the shares of Common Stock except to the extent of his/her pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of Common Stock for any purpose, including for the purpose of Section 16.
F2The price reported is a weighted average price. The reported shares were purchased in multiple transactions. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2.
F3Shares of Common Stock directly beneficially owned by Misada Capital Flagship Fund LP ("Misada Fund"). Each of Misada Capital Holdings LLC ("Misada Holdings"), as the general partner of Misada Fund, and Mr. Elbogen, as the managing member of Misada Holdings, may be deemed to beneficially own the shares of Common Stock beneficially owned by Misada Fund.