SEC Form 4 · accession 0001209191-18-007210
Juno Therapeutics, Inc. · JUNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J Cassidy
Officer — General Counsel & Secretary
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2018 | A | 25,639 | $0.00 | A | 113,424 | D | |
| Common Stock | holding | — | — | — | 26,869 | I | By Morgan Stanley Smith Barney LLC as Custodian for Bernard Cassidy IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan. 25% of the RSUs vest on each anniversary of January 31, 2018.
- F2Includes 431 shares acquired under the issuer's employee stock purchase plan on May 15, 2017 and 437 shares acquired under the issuer's employee stock purchase plan on November 15, 2017.