SEC Form 4 · accession 0001209191-18-003055
Juno Therapeutics, Inc. · JUNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Klausner
Director
Period of report
Jan 5, 2018
Accepted (ET)
Jan 9, 2018 · 9:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2018 | A | 248 | $0.00 | A | 741,499 | D | |
| Common StockF1,F2 | Jan 8, 2018 | S | 1,949 | $46.8495 | D | 739,550 | D | |
| Common StockF1,F3 | Jan 8, 2018 | S | 5,011 | $47.8024 | D | 734,539 | D | |
| Common StockF1,F4 | Jan 8, 2018 | S | 4,846 | $48.9523 | D | 729,693 | D | |
| Common StockF1,F5 | Jan 8, 2018 | S | 918 | $49.3696 | D | 728,775 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 3, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $46.29 to $47.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $47.29 to $48.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $48.34 to $49.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $49.34 to $49.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.