SEC Form 4 · accession 0001209191-17-009294
Juno Therapeutics, Inc. · JUNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J Cassidy
Officer — General Counsel & Secretary
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 7:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 7, 2017 | A | 24,390 | $0.00 | A | 79,024 | D | |
| Common Stock | holding | — | — | — | 26,869 | I | By Morgan Stanley Smith Barney LLC as Custodian for Bernard Cassidy IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $20.76 | Feb 7, 2017 | A | 113,636 | A | — | Feb 6, 2027 | Common Stock | 113,636 | 113,636 | D |
Explanation of responses
- F1Represents restricted stock units ("RSUs") granted pursuant to the 2014 Equity Incentive Plan. 25% of the RSUs vest on each anniversary of February 7, 2017.
- F21/48th of the shares subject to the option vests and becomes exercisable on March 7, 2017 and 1/48th of the shares subject to the option vests and becomes exercisable monthly thereafter.