SEC Form 4 · accession 0001209191-15-056407
Juno Therapeutics, Inc. · JUNO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J Cassidy
Officer — General Counsel and Secretary
Period of report
Jun 24, 2015
Accepted (ET)
Jun 25, 2015 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Jun 24, 2015 | S | 9,555 | $51.2189 | D | 115,445 | D | |
| Common StockF2,F3 | Jun 24, 2015 | S | 2,295 | $51.8254 | D | 113,150 | D | |
| Common Stock | holding | — | — | — | 26,869 | I | By Morgan Stanley Smith Barney LLC as Custodian for Bernard Cassidy IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from 50.66 to 51.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from 51.70 to 52.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the reporting person on December 23, 2014 and March 23, 2015, in which the shares were sold through a trust for the sole benefit of the reporting person and his spouse.