SEC Form 4/A · accession 0001594590-16-000191
PARAGON OFFSHORE PLC · PGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William C Yester
Officer — SVP: Operations
Period of report
Aug 14, 2014
Accepted (ET)
Feb 12, 2016 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares of the Issuer, par value $0.01 per shareF1,F2,F3 | Aug 14, 2014 | A | 79,281 | $0.00 | A | 161,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 45,946.25 of the Issuer's ordinary shares received by the Reporting Person on August 1, 2014 in connection with the previously announced pro-rata distribution of 100% of the outstanding ordinary shares of the Issuer to the shareholders of Noble Corporation plc.
- F2Also includes 36,136 restricted stock units, which are one-for-one ordinary share equivalents and may be settled solely by delivery of an equal number of ordinary shares of the Issuer, issued to the reporting person on August 14, 2014 pursuant to to anti-dilution provisions set forth in the Issuer's 2014 Employee Omnibus Incentive Plan in connection with the previously announced pro-rata distribution of 100% of the outstanding ordinary shares of the Issuer to the shareholders of Noble Corporation plc.
- F3This amendment is filed to include 15,192 of the Issuer's ordinary shares received by the reporting person on August 1, 2014 in connection with the previously announced pro-rata distribution of 100% of the outstanding ordinary shares of the Issuer to the shareholders of Noble Corporation plc that were previously not reported on the Reporting Person's original Form 4 filing on 8/14/2014.
Remarks
Senior Vice President - Operations