SEC Form 4 · accession 0001594590-15-000072
PARAGON OFFSHORE PLC · PGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie J Robertson
Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594590
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares of the Issuer, par value $0.01 per share | holding | — | — | — | 204,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF5 | — | Mar 31, 2015 | A | 17,788 | A | — | — | Restricted Stock Units | 17,788 | 17,788 | D |
| Restricted Stock UnitsF1 | — | holding | — | — | — | — | — | Restricted Stock Units | 15,856 | 15,856 | D |
| Restricted Stock UnitsF2 | — | holding | — | — | — | — | — | Restricted Stock Units | 3,353 | 3,353 | D |
| Restricted Stock UnitsF3 | — | holding | — | — | — | — | — | Restricted Stock Units | 603 | 603 | D |
| Restricted Stock UnitsF4 | — | holding | — | — | — | — | — | Restricted Stock Units | 8,348 | 8,348 | D |
Explanation of responses
- F1Restricted stock units, which are one-for-one ordinary share equivalents, previously reported on Table I and acquired by the reporting person on August 14, 2014 pursuant to the Issuer's long term incentive plan and vest immediately prior to the Issuer's annual general meeting of shareholders in 2015.
- F2Restricted stock units, which are one-for-one ordinary share equivalents, previously reported on Table I and acquired by the reporting person on September 30, 2014 pursuant to the Issuer's long term incentive plan and vest immediately prior to the Issuer's annual general meeting of shareholders in 2015.
- F3Restricted stock units, which are one-for-one ordinary share equivalents, previously reported on Table I and acquired by the reporting person on November 25, 2014 pursuant to the Issuer's long term incentive plan and vest immediately prior to the Issuer's annual general meeting of shareholders in 2015.
- F4Restricted stock units, which are one-for-one ordinary share equivalents, previously reported on Table I and acquired by the reporting person on December 31, 2014 pursuant to the Issuer's long term incentive plan and vest immediately prior to the Issuer's annual general meeting of shareholders in 2015.
- F5Restricted stock units, which are one-for-one ordinary share equivalents, acquired by the reporting person on March 31, 2015 pursuant to the Issuer's long term incentive plan and vest immediately prior to the Issuer's annual general meeting of shareholders in 2015.