SEC Form 4 · accession 0001567619-18-001797
HV Bancorp, Inc. · HVBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Christopher Jacobsen
Officer — EVP and COO
Period of report
Aug 24, 2018
Accepted (ET)
Aug 27, 2018 · 12:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 24, 2018 | P | 1,000 | $14.99 | A | 25,300 | D | |
| Common StockF1 | holding | — | — | — | 1,314 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 181 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $14.80 | holding | — | — | — | Jun 13, 2009 | Jun 13, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Includes shares of restricted stock which vest at a rate of 16% on June 13, 2019 and 14% per year for each of the following 6 years.
- F3Stock options vest at a rate of 16% on June 13, 2019 and 14% per year for each of the following 6 years.