SEC Form 4 · accession 0001140361-18-028657
HV Bancorp, Inc. · HVBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph C O'Neill Jr.
Officer — EVP and CFO
Period of report
Jun 13, 2018
Accepted (ET)
Jun 14, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jun 13, 2018 | A | 10,000 | $0.00 | A | 11,771 | D | |
| Common StockF1 | holding | — | — | — | 13,727 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 353 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $14.80 | Jun 13, 2018 | A | 25,000 | A | Jun 13, 2019 | Jun 13, 2028 | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Shares of restricted stock vest at a rate of 16% on June 13, 2019 and 14% per year for each of the following 6 years.
- F3Stock options vest at a rate of 16% on June 13, 2019 and 14% per year for each of the following 6 years.