SEC Form 4 · accession 0001567619-18-006806
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Staple
Officer — President & CEO · Director
Period of report
Nov 16, 2018
Accepted (ET)
Nov 20, 2018 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2018 | M | 42,859 | $2.222 | A | 291,397 | D | |
| Common Stock | holding | — | — | — | 34,878 | I | By The Staple Family 2006 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.222 | Nov 16, 2018 | M | 42,859 | D | — | Dec 12, 2022 | Common Stock | 42,859 | 0 | D |
Explanation of responses
- F1Includes 669 shares of Issuer's common stock acquired under the Issuer's employee stock purchase plan on November 19, 2018.
- F2The option is fully vested.