SEC Form 4 · accession 0001140361-18-025147
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Staple
Officer — President & CEO · Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | M | 23,586 | $2.121 | A | 171,586 | D | |
| Common Stock | holding | — | — | — | 34,878 | I | By The Staple Family 2006 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.121 | May 18, 2018 | M | 23,586 | D | — | Aug 25, 2018 | Common Stock | 23,586 | 190,730 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Issuer's employee stock purchase plan on May 18, 2018.
- F2This option is fully vested.