SEC Form 4 · accession 0001140361-17-033129
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Staple
Officer — President & CEO · Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 23, 2017 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 23, 2017 | M | 50,000 | $2.121 | A | 146,000 | D | |
| Common Stock | holding | — | — | — | 34,878 | I | By The Staple Family 2006 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $2.121 | Aug 23, 2017 | M | 50,000 | D | — | Aug 25, 2018 | Common Stock | 50,000 | 214,316 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Issuer's employee stock purchase plan on May 19, 2017.
- F2This option is fully vested.