SEC Form 4 · accession 0001140361-17-032754
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Parminder Singh
Officer — CTO & Vice President, R&D
Period of report
Aug 17, 2017
Accepted (ET)
Aug 18, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2017 | M | 43,564 | $2.222 | A | 55,504 | D | |
| Common Stock | Aug 17, 2017 | M | 14,851 | $2.121 | A | 70,355 | D | |
| Common StockF2 | Aug 17, 2017 | S | 32,000 | $7.6131 | D | 38,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $2.222 | Aug 17, 2017 | M | 43,564 | D | — | Nov 11, 2017 | Common Stock | 43,564 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $2.121 | Aug 17, 2017 | M | 14,851 | D | — | Feb 11, 2018 | Common Stock | 14,851 | 0 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the Issuer's employee stock purchase plan on May 19, 2017.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.50 to $7.76 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3This option is fully vested.