SEC Form 4 · accession 0001140361-16-057709
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Staple
Officer — President & CEO · Director
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 40,000 | $2.121 | A | 43,000 | D | |
| Common Stock | holding | — | — | — | 22,378 | I | By The Staple Family 2006 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.121 | Mar 11, 2016 | M | 40,000 | D | — | Aug 25, 2018 | Common Stock | 40,000 | 314,316 | D |
Explanation of responses
- F1The stock option fully vested on March 26, 2012.