SEC Form 4 · accession 0001140361-15-044176
Corium International, Inc. · CORI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Staple
Officer — President & CEO · Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 10, 2015 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,000 | D | ||
| Common Stock | holding | — | — | — | 22,378 | I | By The Staple Family 2006 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $7.94 | Dec 8, 2015 | A | 100,000 | A | — | Dec 7, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Includes 1,000 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 19, 2015 and 1,000 shares acquired under the ESPP on November 19, 2015.
- F2The stock option vests as to 1/48 of the total number of shares on the anniversary date of each successive month following December 8, 2015.