SEC Form 4 · accession 0001209191-18-011425
GrubHub Inc. · GRUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katrina Lake
Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | M | 746 | $24.81 | A | 1,996 | D | |
| Common Stock | Feb 15, 2018 | M | 3,254 | $45.00 | A | 5,250 | D | |
| Common StockF1 | Feb 15, 2018 | S | 4,000 | $91.4692 | D | 1,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $24.81 | Feb 15, 2018 | M | 746 | D | — | Dec 22, 2025 | Common Stock | 746 | 19,949 | D |
| Stock Options (Right to Buy)F3 | $45.00 | Feb 15, 2018 | M | 3,254 | D | — | May 11, 2027 | Common Stock | 3,254 | 1,086 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $91.34 to $91.61, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2On December 22, 2015, the Reporting Person was granted 20,695 options, 25% of which vested on January 1, 2017 and the remainder of which vested or will vest in equal amounts on the first calendar day of the month for the 36 consecutive months thereafter, subject to her continued status as a service provider.
- F3On May 11, 2017, the Reporting Person was granted 4,340 options, which vested or will vest in equal amounts on the 11th calendar day of each month for the 12 consecutive months beginning on June 11, 2017, subject to her continued status as a service provider.