SEC Form 4 · accession 0001209191-16-155182
GrubHub Inc. · GRUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam DeWitt
Officer — CFO and Treasurer
Period of report
Dec 12, 2016
Accepted (ET)
Dec 14, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2016 | M | 5,000 | $1.99 | A | 5,500 | D | |
| Common StockF2 | Dec 12, 2016 | S | 5,000 | $37.3573 | D | 500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.99 | Dec 12, 2016 | M | 4,479 | D | — | Dec 7, 2021 | Common Stock | 4,479 | 0 | D |
| Stock Option (Right to Buy)F3 | $1.99 | Dec 12, 2016 | M | 521 | D | — | Apr 23, 2022 | Common Stock | 521 | 15,812 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.18 to $37.64, inclusive. The reporting person undertakes to provide Grubhub Inc., any security holder of Grubhub Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This option is fully vested and exercisable.