SEC Form 4 · accession 0001209191-16-137573
GrubHub Inc. · GRUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew M. Maloney
Officer — CEO and President · Director
Period of report
Aug 15, 2016
Accepted (ET)
Aug 17, 2016 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 15, 2016 | S | 7,993 | $38.298 | D | 692,492 | I | By Maloney 2016 Exempt Trust |
| Common StockF2 | Aug 15, 2016 | S | 1,649 | $38.298 | D | 343,722 | I | By Maloney M. Maloney Revocable Trust |
| Common StockF2,F3 | Aug 15, 2016 | S | 3,200 | $38.298 | D | 291,246 | I | By Holly Maloney Revocable Trust |
| Common Stock | Aug 15, 2016 | M | 1,649 | $1.99 | A | 1,649 | D | |
| Common StockF2 | Aug 15, 2016 | S | 1,649 | $38.298 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $1.99 | Aug 15, 2016 | M | 1,649 | D | — | Apr 23, 2022 | Common Stock | 1,649 | 21,249 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by either Holly Maloney, as the trustee of the Maloney 2016 Exempt Trust and the Holly Maloney Revocable Trust, or Matthew Maloney, either in his individual capacity or as trustee of the Matthew M. Maloney Revocable Trust.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.815 to $38.55, inclusive. The Reporting Person undertakes to provide Grubhub Inc., any security holder of Grubhub Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Column 4.
- F3The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for the purpose of Section 16 or for any other purpose.
- F4The option is fully vested and exercisable.