SEC Form 4 · accession 0001209191-15-075312
GrubHub Inc. · GRUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam DeWitt
Officer — CFO and Treasurer
Period of report
Oct 8, 2015
Accepted (ET)
Oct 13, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594109
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2015 | M | 12,000 | $1.99 | A | 12,500 | D | |
| Common StockF2 | Oct 8, 2015 | S | 12,000 | $30.1184 | D | 500 | D | |
| Common Stock | Oct 12, 2015 | M | 4,000 | $1.99 | A | 4,500 | D | |
| Common StockF3 | Oct 12, 2015 | S | 4,000 | $30.2078 | D | 500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $1.99 | Oct 8, 2015 | M | 12,000 | D | — | Dec 7, 2021 | Common Stock | 12,000 | 106,470 | D |
| Stock Option (Right to Buy)F4 | $1.99 | Oct 12, 2015 | M | 4,000 | D | — | Dec 7, 2021 | Common Stock | 4,000 | 102,470 | D |
Explanation of responses
- F1The transaction reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.2725, inclusive. The reporting person undertakes to provide GrubHub Inc., any security holder of GrubHub Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.41, inclusive. The reporting person undertakes to provide GrubHub Inc., any security holder of GrubHub Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4Beginning on November 7, 2011 and on the seventh calendar day of each month for 47 consecutive months thereafter, the option has vested or will vest in equal amounts, subject to Mr. DeWitt's continued status as an employee.