SEC Form 4 · accession 0001594012-16-000184

Investors Bancorp, Inc. · ISBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 28, 2016

Accepted (ET)

Nov 30, 2016 · 3:12 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001594012

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 28, 2016	M	60,300	$5.37	A	206,622	D
Common Stock	Nov 28, 2016	S	25,108	$13.80	D	181,514	D
Common Stock	Nov 28, 2016	S	5,032	$13.83	D	176,482	D
Common Stock	Nov 28, 2016	S	30,160	$13.86	D	146,322	D
Common Stock	Nov 29, 2016	M	29,300	$5.37	A	175,622	D
Common Stock	Nov 29, 2016	S	3,093	$13.80	D	172,529	D
Common Stock	Nov 29, 2016	S	5,590	$13.81	D	166,939	D
Common Stock	Nov 29, 2016	S	1,001	$13.82	D	165,938	D
Common Stock	Nov 29, 2016	S	19,316	$13.85	D	146,622	D
Common Stock	Nov 29, 2016	S	300	$13.86	D	146,322	D
Common Stock	Nov 30, 2016	M	65,400	$5.37	A	211,722	D
Common Stock	Nov 30, 2016	S	33,600	$13.80	D	178,122	D
Common Stock	Nov 30, 2016	S	1,700	$13.81	D	176,422	D
Common Stock	Nov 30, 2016	S	5,600	$13.82	D	170,822	D
Common Stock	Nov 30, 2016	S	4,500	$13.83	D	166,322	D
Common Stock	Nov 30, 2016	S	10,000	$13.84	D	156,322	D
Common Stock	Nov 30, 2016	S	10,000	$13.85	D	146,322	D
Common Stock	holding	—	—		—	11,128	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$5.37	Nov 28, 2016	M	60,300	D	Nov 18, 2009	Nov 18, 2018	Common Stock	60,300	194,700	D
Stock Options	$5.37	Nov 29, 2016	M	29,300	D	Nov 18, 2009	Nov 18, 2018	Common Stock	29,300	165,400	D
Stock Options	$5.37	Nov 30, 2016	M	65,400	D	Nov 18, 2009	Nov 18, 2018	Common Stock	65,400	100,000	D