SEC Form 4 · accession 0001594012-16-000173
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Kalamaras
Officer — Exec VP
Period of report
Sep 12, 2016
Accepted (ET)
Sep 13, 2016 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 12, 2016 | M | 182,000 | $5.37 | A | 854,031 | D | |
| Common Stock | Sep 12, 2016 | S | 9,200 | $11.90 | D | 844,831 | D | |
| Common Stock | Sep 12, 2016 | S | 30,000 | $11.91 | D | 814,831 | D | |
| Common Stock | Sep 12, 2016 | S | 23,400 | $11.92 | D | 791,431 | D | |
| Common Stock | Sep 12, 2016 | S | 20,400 | $11.93 | D | 771,031 | D | |
| Common Stock | Sep 12, 2016 | S | 18,900 | $11.94 | D | 752,131 | D | |
| Common Stock | Sep 12, 2016 | S | 14,700 | $11.95 | D | 737,431 | D | |
| Common Stock | Sep 12, 2016 | S | 19,200 | $11.96 | D | 718,231 | D | |
| Common Stock | Sep 12, 2016 | S | 15,600 | $11.97 | D | 702,631 | D | |
| Common Stock | Sep 12, 2016 | S | 13,700 | $11.98 | D | 688,931 | D | |
| Common Stock | Sep 12, 2016 | S | 1,100 | $11.99 | D | 687,831 | D | |
| Common Stock | Sep 12, 2016 | S | 2,600 | $12.00 | D | 685,231 | D | |
| Common Stock | Sep 12, 2016 | S | 2,500 | $12.01 | D | 682,731 | D | |
| Common Stock | Sep 12, 2016 | S | 2,700 | $12.02 | D | 680,031 | D | |
| Common Stock | Sep 12, 2016 | S | 4,000 | $12.03 | D | 676,031 | D | |
| Common Stock | Sep 12, 2016 | S | 2,400 | $12.04 | D | 673,631 | D | |
| Common Stock | Sep 12, 2016 | S | 1,600 | $12.05 | D | 672,031 | D | |
| Common Stock | holding | — | — | — | 13,144 | I | By ESOP | |
| Common Stock | holding | — | — | — | 53,250 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.37 | Sep 12, 2016 | M | 182,000 | D | Nov 18, 2009 | Nov 18, 2018 | Common Stock | 182,000 | 0 | D |