SEC Form 4 · accession 0001594012-16-000171
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Domenick A Cama
Officer — Sr Exec VP & COO · Director
Period of report
Sep 2, 2016
Accepted (ET)
Sep 7, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 2, 2016 | M | 1,020,000 | $5.99 | A | 2,246,027 | D | |
| Common Stock | Sep 2, 2016 | S | 316,145 | $12.18 | D | 1,929,882 | D | |
| Common Stock | Sep 2, 2016 | S | 880 | $12.1815 | D | 1,929,002 | D | |
| Common Stock | Sep 2, 2016 | S | 5,500 | $12.1825 | D | 1,923,502 | D | |
| Common Stock | Sep 2, 2016 | S | 63,946 | $12.185 | D | 1,859,556 | D | |
| Common Stock | Sep 2, 2016 | S | 70,771 | $12.19 | D | 1,788,785 | D | |
| Common Stock | Sep 2, 2016 | S | 800 | $12.193 | D | 1,787,985 | D | |
| Common Stock | Sep 2, 2016 | S | 81,578 | $12.20 | D | 1,706,407 | D | |
| Common Stock | Sep 2, 2016 | S | 52,144 | $12.21 | D | 1,654,263 | D | |
| Common Stock | Sep 2, 2016 | S | 26,936 | $12.22 | D | 1,627,327 | D | |
| Common Stock | Sep 2, 2016 | S | 100 | $12.2215 | D | 1,627,227 | D | |
| Common Stock | Sep 2, 2016 | S | 900 | $12.2225 | D | 1,626,327 | D | |
| Common Stock | Sep 2, 2016 | S | 30,300 | $12.225 | D | 1,596,027 | D | |
| Common Stock | Sep 6, 2016 | S | 125,840 | $11.95 | D | 1,470,187 | D | |
| Common Stock | Sep 6, 2016 | S | 200 | $11.9525 | D | 1,469,987 | D | |
| Common Stock | Sep 6, 2016 | S | 8,534 | $11.955 | D | 1,461,453 | D | |
| Common Stock | Sep 6, 2016 | S | 400 | $11.97 | D | 1,461,053 | D | |
| Common Stock | Sep 6, 2016 | S | 34,765 | $11.98 | D | 1,426,288 | D | |
| Common Stock | Sep 6, 2016 | S | 84,431 | $11.985 | D | 1,341,857 | D | |
| Common Stock | Sep 6, 2016 | S | 3,230 | $12.00 | D | 1,338,627 | D | |
| Common Stock | Sep 6, 2016 | S | 800 | $12.01 | D | 1,337,827 | D | |
| Common Stock | Sep 6, 2016 | S | 2,100 | $12.02 | D | 1,335,727 | D | |
| Common Stock | Sep 6, 2016 | S | 1,500 | $12.03 | D | 1,334,227 | D | |
| Common Stock | Sep 6, 2016 | S | 700 | $12.035 | D | 1,333,527 | D | |
| Common Stock | Sep 6, 2016 | S | 4,100 | $12.05 | D | 1,329,427 | D | |
| Common Stock | Sep 6, 2016 | S | 200 | $12.0525 | D | 1,329,227 | D | |
| Common Stock | Sep 6, 2016 | S | 3,200 | $12.06 | D | 1,326,027 | D | |
| Common Stock | holding | — | — | — | 72,391 | I | By Trust | |
| Common Stock | holding | — | — | — | 34,014 | I | By ESOP | |
| Common Stock | holding | — | — | — | 12,888 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.99 | Sep 2, 2016 | M | 1,020,000 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 1,020,000 | 0 | D |