SEC Form 4 · accession 0001594012-16-000169
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Cummings
Officer — President and CEO · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 1,147,500 | $5.99 | A | 2,749,061 | D | |
| Common Stock | Sep 1, 2016 | S | 119,044 | $12.08 | D | 2,630,017 | D | |
| Common Stock | Sep 1, 2016 | S | 3,600 | $12.085 | D | 2,626,417 | D | |
| Common Stock | Sep 1, 2016 | S | 37,769 | $12.09 | D | 2,588,648 | D | |
| Common Stock | Sep 1, 2016 | S | 300 | $12.0915 | D | 2,588,348 | D | |
| Common Stock | Sep 1, 2016 | S | 4,359 | $12.095 | D | 2,583,989 | D | |
| Common Stock | Sep 1, 2016 | S | 119,557 | $12.10 | D | 2,464,432 | D | |
| Common Stock | Sep 1, 2016 | S | 25,096 | $12.105 | D | 2,439,336 | D | |
| Common Stock | Sep 1, 2016 | S | 282,324 | $12.11 | D | 2,157,012 | D | |
| Common Stock | Sep 1, 2016 | S | 60,263 | $12.115 | D | 2,096,749 | D | |
| Common Stock | Sep 1, 2016 | S | 113,956 | $12.12 | D | 1,982,793 | D | |
| Common Stock | Sep 1, 2016 | S | 20,808 | $12.125 | D | 1,961,985 | D | |
| Common Stock | Sep 1, 2016 | S | 50,830 | $12.15 | D | 1,911,155 | D | |
| Common Stock | Sep 1, 2016 | S | 1,300 | $12.1525 | D | 1,909,855 | D | |
| Common Stock | Sep 1, 2016 | S | 7,534 | $12.155 | D | 1,902,321 | D | |
| Common Stock | Sep 1, 2016 | S | 17,668 | $12.16 | D | 1,884,653 | D | |
| Common Stock | Sep 1, 2016 | S | 4,372 | $12.165 | D | 1,880,281 | D | |
| Common Stock | Sep 1, 2016 | S | 15,008 | $12.17 | D | 1,865,273 | D | |
| Common Stock | Sep 1, 2016 | S | 4,500 | $12.18 | D | 1,860,773 | D | |
| Common Stock | Sep 1, 2016 | S | 11,712 | $12.20 | D | 1,849,061 | D | |
| Common Stock | Sep 2, 2016 | S | 30,418 | $12.11 | D | 1,818,643 | D | |
| Common Stock | Sep 2, 2016 | S | 26,619 | $12.12 | D | 1,792,024 | D | |
| Common Stock | Sep 2, 2016 | S | 19,392 | $12.125 | D | 1,772,632 | D | |
| Common Stock | Sep 2, 2016 | S | 17,270 | $12.13 | D | 1,755,362 | D | |
| Common Stock | Sep 2, 2016 | S | 300 | $12.1315 | D | 1,755,062 | D | |
| Common Stock | Sep 2, 2016 | S | 3,450 | $12.135 | D | 1,751,612 | D | |
| Common Stock | Sep 2, 2016 | S | 50 | $12.14 | D | 1,751,562 | D | |
| Common Stock | holding | — | — | — | 79,925 | I | By IRA | |
| Common Stock | holding | — | — | — | 34,014 | I | By ESOP | |
| Common Stock | holding | — | — | — | 14,359 | I | By 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.99 | Sep 1, 2016 | M | 1,147,500 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 1,147,500 | 0 | D |