SEC Form 4 · accession 0001594012-16-000165
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Dittenhafer
Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 1, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2016 | M | 124,529 | $5.25 | A | 516,086 | D | |
| Common Stock | Sep 1, 2016 | S | 43,175 | $12.26 | D | 472,911 | D | |
| Common Stock | Sep 1, 2016 | S | 69,730 | $12.27 | D | 403,181 | D | |
| Common Stock | Sep 1, 2016 | S | 1,400 | $12.273 | D | 401,781 | D | |
| Common Stock | Sep 1, 2016 | S | 6,524 | $12.28 | D | 395,257 | D | |
| Common Stock | Sep 1, 2016 | S | 3,700 | $12.29 | D | 391,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.25 | Sep 1, 2016 | M | 124,529 | D | Jan 21, 2009 | Jan 21, 2018 | Common Stock | 124,529 | 0 | D |