SEC Form 4 · accession 0001594012-16-000123
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian D Dittenhafer
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 128,674 | $5.99 | A | 520,231 | D | |
| Common Stock | Mar 1, 2016 | S | 300 | $11.6025 | D | 519,931 | D | |
| Common Stock | Mar 1, 2016 | S | 200 | $11.6225 | D | 519,731 | D | |
| Common Stock | Mar 1, 2016 | S | 100 | $11.625 | D | 519,631 | D | |
| Common Stock | Mar 1, 2016 | S | 10,591 | $11.62 | D | 509,040 | D | |
| Common Stock | Mar 1, 2016 | S | 984 | $11.615 | D | 508,056 | D | |
| Common Stock | Mar 1, 2016 | S | 30,858 | $11.61 | D | 477,198 | D | |
| Common Stock | Mar 1, 2016 | S | 770 | $11.605 | D | 476,428 | D | |
| Common Stock | Mar 1, 2016 | S | 4,800 | $11.6002 | D | 471,628 | D | |
| Common Stock | Mar 1, 2016 | S | 72,584 | $11.60 | D | 399,044 | D | |
| Common Stock | Mar 1, 2016 | S | 7,487 | $11.64 | D | 391,557 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.99 | Mar 1, 2016 | M | 128,674 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 128,674 | 0 | D |