SEC Form 4/A · accession 0001140361-16-079040
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert M Cashill
Director
Period of report
Aug 24, 2016
Accepted (ET)
Sep 7, 2016 · 10:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2016 | M | 292,499 | $5.99 | A | 1,074,401 | D | |
| Common Stock | Aug 24, 2016 | S | 52,499 | $11.78 | D | 1,021,902 | D | |
| Common Stock | Aug 24, 2016 | S | 20,000 | $11.785 | D | 1,001,902 | D | |
| Common Stock | Aug 24, 2016 | S | 30,000 | $11.79 | D | 971,902 | D | |
| Common Stock | Aug 24, 2016 | S | 75,581 | $11.80 | D | 896,321 | D | |
| Common Stock | Aug 24, 2016 | S | 200 | $11.805 | D | 896,121 | D | |
| Common Stock | Aug 24, 2016 | S | 71,100 | $11.81 | D | 825,021 | D | |
| Common Stock | Aug 24, 2016 | S | 900 | $11.815 | D | 824,121 | D | |
| Common Stock | Aug 24, 2016 | S | 7,910 | $11.82 | D | 816,211 | D | |
| Common Stock | Aug 24, 2016 | S | 600 | $11.825 | D | 815,611 | D | |
| Common Stock | Aug 24, 2016 | S | 33,709 | $11.83 | D | 781,902 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.99 | Aug 24, 2016 | M | 292,499 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 292,499 | 0 | D |