SEC Form 4 · accession 0001140361-16-077826
Investors Bancorp, Inc. · ISBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Spengler
Officer — Exec VP
Period of report
Aug 25, 2016
Accepted (ET)
Aug 25, 2016 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001594012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 109,999 | $5.99 | A | 870,211 | D | |
| Common Stock | Aug 25, 2016 | S | 93,999 | $11.85 | D | 776,212 | D | |
| Common Stock | Aug 25, 2016 | S | 1,700 | $11.8525 | D | 774,512 | D | |
| Common Stock | Aug 25, 2016 | S | 14,300 | $11.855 | D | 760,212 | D | |
| Common Stock | holding | — | — | — | 29,858 | I | By ESOP | |
| Common Stock | holding | — | — | — | 15,877 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $5.99 | Aug 25, 2016 | M | 109,999 | D | Nov 20, 2007 | Nov 20, 2016 | Common Stock | 109,999 | 0 | D |