SEC Form 4 · accession 0001179110-18-005101
Michaels Companies, Inc. · MIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Quella
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2018 | M | 4,466 | — | A | 16,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 29, 2018 | A | 5,835 | A | — | — | Common Stock | 5,835 | 5,835 | D |
| Restricted Stock UnitsF1,F3 | — | Mar 31, 2018 | M | 4,466 | D | — | — | Common Stock | 4,466 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2The restricted stock units will fully vest on March 29, 2019, the first anniversary of the date of grant.
- F3On March 31, 2017, the reporting person was granted 4,466 restricted stock units, vesting on the first anniversary of the grant date.