SEC Form 4 · accession 0001179110-15-005478
Michaels Companies, Inc. · MIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Decaro
Officer — EVP-Supply Chain
Period of report
Mar 25, 2015
Accepted (ET)
Mar 27, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 25, 2015 | M | 10,779 | $7.39 | A | 151,155 | D | |
| Common Stock | Mar 25, 2015 | M | 117,192 | $11.38 | A | 268,347 | D | |
| Common Stock | Mar 25, 2015 | S | 127,971 | $27.86 | D | 140,376 | D | |
| Common Stock | Mar 25, 2015 | S | 46,625 | $27.86 | D | 93,751 | D | |
| Common Stock | Mar 26, 2015 | S | 35,550 | $26.97 | D | 58,201 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.39 | Mar 25, 2015 | M | 10,779 | D | — | Jul 1, 2017 | Common Stock | 10,779 | 0 | D |
| Employee Stock Option (right to buy)F2 | $11.38 | Mar 25, 2015 | M | 117,192 | D | — | Jul 1, 2017 | Common Stock | 117,192 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2014.
- F2This option to purchase common stock vested in equal installments annually over five years beginning on the first anniversary of the grant date of July 2, 2009.