SEC Form 4 · accession 0001104659-15-001918
Michaels Companies, Inc. · MIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philo Pappas
Officer — EVP - Category Management
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 5:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | M | 10,150 | $3.48 | A | 202,314 | D | |
| Common Stock | Jan 8, 2015 | S | 10,150 | $25.20 | D | 192,164 | D | |
| Common Stock | Jan 8, 2015 | M | 10,149 | $7.22 | A | 202,313 | D | |
| Common Stock | Jan 8, 2015 | S | 10,149 | $25.20 | D | 192,164 | D | |
| Common Stock | Jan 9, 2015 | M | 18,213 | $3.48 | A | 210,377 | D | |
| Common Stock | Jan 9, 2015 | S | 18,213 | $24.57 | D | 192,164 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $3.48 | Jan 8, 2015 | M | 10,150 | D | — | Jul 1, 2009 | Common Stock | 10,150 | 0 | D |
| Employee Stock Option (right to buy)F1 | $7.22 | Jan 8, 2015 | M | 10,149 | D | — | Jul 1, 2009 | Common Stock | 10,149 | 0 | D |
| Employee Stock Option (right to buy)F1 | $3.48 | Jan 8, 2015 | M | 18,213 | D | — | Jul 1, 2009 | Common Stock | 18,213 | 0 | D |
Explanation of responses
- F1This option to purchase common stock vested in equal installments annually over five years beginning on the first anniversary of the grant date of July 2, 2009.