SEC Form 4 · accession 0000950142-18-000277
PlayAGS, Inc. · AGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sigmund Lee
Officer — Chief Tech. Officer
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001593548
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $10.10 | Jan 29, 2018 | M | 116,572 | A | — | Jul 17, 2025 | Common Stock, par value $0.01 | 116,572 | 116,572 | D |
| Employee Stock OptionF3 | $10.92 | Jan 29, 2018 | M | 77,716 | A | — | Jan 18, 2026 | Common Stock, par value $0.01 | 77,716 | 77,716 | D |
Explanation of responses
- F1Pursuant to a reclassification exempt under Rule 16b-7, each share of Class B Common Stock, par value $0.01 was reclassified into one share of common stock, par value $0.01. Concurrently with this reclassification, the registrant consummated a 1.5543 to 1 stock split of each share of common stock.
- F2The options vest in four equal annual installments beginning on 7/17/2016.
- F3The options vest in four equal annual installments beginning on 1/18/2017.
Remarks
Exhibit 24.1: Power of Attorney